Total Return Securities (NYSE:SWZ) Shares Climb 0.7% – What’s Next?

Posted by Stanley Muller on Nov 12th, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) shares traded up 0.7% on Wednesday. The stock traded as high as $5.89 and last traded at $5.88. 22,440 shares changed hands during trading, a decline of 0% from the average daily volume of 22,451 shares. The stock had previously closed at $5.84.

Total Return Securities Stock Performance

The business’s 50 day simple moving average is $5.84 and its 200-day simple moving average is $5.95.

Insider Activity at Total Return Securities

In other news, CEO Andrew Dakos purchased 10,000 shares of the business’s stock in a transaction dated Monday, September 28th. The stock was bought at an average price of $5.77 per share, with a total value of $57,700.00. Following the acquisition, the chief executive officer owned 60,000 shares in the company, valued at approximately $346,200. The trade was a 20.00% increase in their position. The acquisition was disclosed in a legal filing with the SEC, which is available through this hyperlink. Also, insider Phillip Goldstein purchased 5,000 shares of Total Return Securities stock in a transaction that occurred on Thursday, October 8th. The shares were purchased at an average price of $5.73 per share, for a total transaction of $28,650.00. Following the transaction, the insider directly owned 124,229 shares in the company, valued at $711,832.17. This represents a 4.19% increase in their position. The SEC filing for this purchase provides additional information. Insiders bought a total of 30,000 shares of company stock valued at $173,910 over the last 90 days. Corporate insiders own 0.03% of the company’s stock.

Institutional Inflows and Outflows

Institutional investors have recently added to or reduced their stakes in the company. Shaker Financial Services LLC boosted its holdings in shares of Total Return Securities by 8.0% in the 3rd quarter. Shaker Financial Services LLC now owns 424,625 shares of the closed-end fund’s stock valued at $2,420,000 after purchasing an additional 31,455 shares in the last quarter. Blue Bell Private Wealth Management LLC increased its stake in shares of Total Return Securities by 19.2% in the 3rd quarter. Blue Bell Private Wealth Management LLC now owns 200,973 shares of the closed-end fund’s stock valued at $1,146,000 after purchasing an additional 32,363 shares during the last quarter. Susquehanna International Group LLP acquired a new position in shares of Total Return Securities during the 2nd quarter worth $220,000. Landscape Capital Management L.L.C. acquired a new position in shares of Total Return Securities during the 2nd quarter worth $581,000. Finally, Almitas Capital LLC acquired a new position in shares of Total Return Securities during the 2nd quarter worth $687,000. 41.12% of the stock is currently owned by institutional investors and hedge funds.

About Total Return Securities

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Total Return Securities (NYSE: SWZ) is a closed-end investment fund that seeks to provide investors with total returns through a combination of capital appreciation and investment income. The fund’s portfolio is focused primarily on securities issued by companies based in Switzerland. Through its investments, the fund provides exposure to the Swiss equity market across multiple industries rather than operating a conventional business or selling products and services directly. Its performance is therefore influenced by the results of the underlying portfolio companies, developments in Switzerland and broader international market conditions.