Total Return Securities (NYSE:SWZ) Shares Cross Below 50 Day Moving Average – Here’s What Happened

Posted by Stanley Muller on Jul 16th, 2026

Shares of Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) crossed below its 50 day moving average during trading on Wednesday . The stock has a 50 day moving average of $5.95 and traded as low as $5.91. Total Return Securities shares last traded at $5.94, with a volume of 8,199 shares trading hands.

Total Return Securities Stock Up 0.5%

The firm has a 50 day moving average price of $5.95 and a 200 day moving average price of $6.03.

Insider Activity

In related news, insider Phillip Goldstein purchased 5,980 shares of Total Return Securities stock in a transaction on Monday, July 6th. The stock was acquired at an average price of $5.95 per share, for a total transaction of $35,581.00. Following the completion of the transaction, the insider directly owned 119,214 shares in the company, valued at $709,323.30. This represents a 5.28% increase in their position. The purchase was disclosed in a document filed with the SEC, which is accessible through this hyperlink. Also, CEO Andrew Dakos purchased 5,000 shares of Total Return Securities stock in a transaction on Thursday, July 2nd. The stock was bought at an average price of $5.92 per share, with a total value of $29,600.00. Following the transaction, the chief executive officer owned 131,000 shares of the company’s stock, valued at approximately $775,520. This represents a 3.97% increase in their ownership of the stock. The disclosure for this purchase is available in the SEC filing. Insiders have acquired 37,228 shares of company stock valued at $222,060 in the last three months. 0.03% of the stock is currently owned by corporate insiders.

Institutional Investors Weigh In On Total Return Securities

Several hedge funds and other institutional investors have recently added to or reduced their stakes in the company. Sit Investment Associates Inc. increased its stake in shares of Total Return Securities by 33,845.7% in the fourth quarter. Sit Investment Associates Inc. now owns 101,837 shares of the closed-end fund’s stock worth $633,000 after purchasing an additional 101,537 shares in the last quarter. Alpine Global Management LLC purchased a new position in shares of Total Return Securities during the 3rd quarter valued at $532,000. Marex Group plc purchased a new position in shares of Total Return Securities during the 4th quarter valued at $62,000. Gamco Investors INC. ET AL boosted its holdings in Total Return Securities by 100.0% in the 4th quarter. Gamco Investors INC. ET AL now owns 32,096 shares of the closed-end fund’s stock worth $200,000 after buying an additional 16,048 shares during the period. Finally, Susquehanna International Group LLP boosted its holdings in Total Return Securities by 89.6% in the 3rd quarter. Susquehanna International Group LLP now owns 19,315 shares of the closed-end fund’s stock worth $117,000 after buying an additional 9,126 shares during the period. 41.12% of the stock is owned by hedge funds and other institutional investors.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.