Andrew Dakos Purchases 5,000 Shares of Total Return Securities (NYSE:SWZ) Stock

Posted by on Jul 9th, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) CEO Andrew Dakos purchased 5,000 shares of the company’s stock in a transaction that occurred on Thursday, July 2nd. The shares were acquired at an average price of $5.92 per share, for a total transaction of $29,600.00. Following the completion of the purchase, the chief executive officer directly owned 131,000 shares in the company, valued at $775,520. This represents a 3.97% increase in their position. The purchase was disclosed in a legal filing with the Securities & Exchange Commission, which is available at this hyperlink.

Andrew Dakos also recently made the following trade(s):

  • On Thursday, May 28th, Andrew Dakos acquired 5,500 shares of Total Return Securities stock. The stock was acquired at an average cost of $5.99 per share, with a total value of $32,945.00.
  • On Wednesday, May 27th, Andrew Dakos acquired 7,500 shares of Total Return Securities stock. The stock was acquired at an average price of $5.97 per share, with a total value of $44,775.00.
  • On Friday, April 17th, Andrew Dakos bought 3,000 shares of Total Return Securities stock. The shares were acquired at an average cost of $6.09 per share, for a total transaction of $18,270.00.
  • On Thursday, April 16th, Andrew Dakos bought 7,718 shares of Total Return Securities stock. The shares were bought at an average price of $6.06 per share, for a total transaction of $46,771.08.
  • On Thursday, April 16th, Andrew Dakos purchased 547 shares of Total Return Securities stock. The stock was bought at an average cost of $6.04 per share, with a total value of $3,303.88.
  • On Wednesday, April 8th, Andrew Dakos acquired 4,000 shares of Total Return Securities stock. The shares were bought at an average price of $5.97 per share, for a total transaction of $23,880.00.

Total Return Securities Trading Down 0.7%

NYSE:SWZ opened at $5.94 on Thursday. The business’s fifty day moving average is $5.96 and its 200 day moving average is $6.04. Total Return Securities, Inc. has a 52-week low of $5.84 and a 52-week high of $6.43.

Hedge Funds Weigh In On Total Return Securities

A number of large investors have recently modified their holdings of the company. Sit Investment Associates Inc. increased its holdings in Total Return Securities by 33,845.7% during the 4th quarter. Sit Investment Associates Inc. now owns 101,837 shares of the closed-end fund’s stock worth $633,000 after acquiring an additional 101,537 shares during the period. Alpine Global Management LLC bought a new position in Total Return Securities in the 3rd quarter valued at $532,000. Yakira Capital Management Inc. grew its position in shares of Total Return Securities by 37.8% during the 3rd quarter. Yakira Capital Management Inc. now owns 192,016 shares of the closed-end fund’s stock valued at $1,167,000 after purchasing an additional 52,639 shares in the last quarter. Boothbay Fund Management LLC purchased a new position in shares of Total Return Securities during the 3rd quarter valued at $532,000. Finally, Quarry LP bought a new position in shares of Total Return Securities in the third quarter worth $456,000. 41.12% of the stock is currently owned by institutional investors.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.

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