Insider Buying: Total Return Securities (NYSE:SWZ) CEO Acquires 5,500 Shares of Stock

Posted by George Bondi on May 29th, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) CEO Andrew Dakos bought 5,500 shares of the company’s stock in a transaction dated Thursday, May 28th. The stock was bought at an average price of $5.99 per share, with a total value of $32,945.00. Following the acquisition, the chief executive officer owned 126,000 shares in the company, valued at approximately $754,740. This trade represents a 4.56% increase in their position. The purchase was disclosed in a document filed with the Securities & Exchange Commission, which is available through this hyperlink.

Andrew Dakos also recently made the following trade(s):

On Wednesday, May 27th, Andrew Dakos bought 7,500 shares of Total Return Securities stock. The stock was bought at an average price of $5.97 per share, with a total value of $44,775.00.
On Friday, April 17th, Andrew Dakos bought 3,000 shares of Total Return Securities stock. The stock was bought at an average price of $6.09 per share, with a total value of $18,270.00.
On Thursday, April 16th, Andrew Dakos bought 7,718 shares of Total Return Securities stock. The stock was bought at an average price of $6.06 per share, with a total value of $46,771.08.
On Thursday, April 16th, Andrew Dakos bought 547 shares of Total Return Securities stock. The stock was bought at an average price of $6.04 per share, with a total value of $3,303.88.
On Wednesday, April 8th, Andrew Dakos acquired 4,000 shares of Total Return Securities stock. The shares were acquired at an average price of $5.97 per share, with a total value of $23,880.00.
On Tuesday, April 7th, Andrew Dakos acquired 2,000 shares of Total Return Securities stock. The shares were acquired at an average price of $5.95 per share, with a total value of $11,900.00.
On Monday, April 6th, Andrew Dakos acquired 100 shares of Total Return Securities stock. The shares were acquired at an average price of $5.95 per share, with a total value of $595.00.
On Thursday, April 2nd, Andrew Dakos acquired 4,863 shares of Total Return Securities stock. The shares were acquired at an average price of $5.93 per share, with a total value of $28,837.59.
On Thursday, March 12th, Andrew Dakos acquired 3,324 shares of Total Return Securities stock. The shares were acquired at an average price of $6.00 per share, with a total value of $19,944.00.
On Wednesday, March 11th, Andrew Dakos acquired 1,700 shares of Total Return Securities stock. The shares were acquired at an average price of $6.00 per share, with a total value of $10,200.00.

Total Return Securities Price Performance

SWZ traded up $0.02 during trading hours on Friday, reaching $6.02. 94,057 shares of the company’s stock traded hands, compared to its average volume of 95,625. The firm has a 50-day moving average price of $6.00 and a 200 day moving average price of $6.07. Total Return Securities, Inc. has a 52-week low of $5.84 and a 52-week high of $6.43.

Hedge Funds Weigh In On Total Return Securities

A number of large investors have recently bought and sold shares of SWZ. Bank of America Corp DE boosted its holdings in Total Return Securities by 375.2% during the 4th quarter. Bank of America Corp DE now owns 13,672 shares of the closed-end fund’s stock valued at $102,000 after acquiring an additional 10,795 shares during the period. Raymond James Financial Inc. bought a new stake in Total Return Securities during the 2nd quarter valued at $55,000. Uhlmann Price Securities LLC raised its position in Total Return Securities by 6.7% during the 3rd quarter. Uhlmann Price Securities LLC now owns 111,654 shares of the closed-end fund’s stock valued at $679,000 after purchasing an additional 7,045 shares in the last quarter. Yakira Capital Management Inc. raised its position in Total Return Securities by 37.8% during the 3rd quarter. Yakira Capital Management Inc. now owns 192,016 shares of the closed-end fund’s stock valued at $1,167,000 after purchasing an additional 52,639 shares in the last quarter. Finally, Boothbay Fund Management LLC bought a new stake in Total Return Securities during the 3rd quarter valued at $532,000. Hedge funds and other institutional investors own 41.12% of the company’s stock.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.