2,614 Shares in Capital One Financial Corporation $COF Bought by Elm3 Financial Group LLC

Posted by Francis Steltz on Oct 7th, 2026

Elm3 Financial Group LLC purchased a new stake in shares of Capital One Financial Corporation (NYSE:COF) in the third quarter, HoldingsChannel reports. The institutional investor purchased 2,614 shares of the financial services provider’s stock, valued at approximately $505,000.

A number of other hedge funds and other institutional investors also recently modified their holdings of the company. Sculptor Capital LP bought a new stake in Capital One Financial in the first quarter worth about $33,932,000. Swiss National Bank lifted its stake in Capital One Financial by 6.5% during the first quarter. Swiss National Bank now owns 1,865,716 shares of the financial services provider’s stock valued at $340,363,000 after purchasing an additional 113,200 shares during the last quarter. The Manufacturers Life Insurance Company bought a new stake in Capital One Financial during the second quarter worth approximately $73,364,000. Levin Capital Strategies L.P. boosted its holdings in Capital One Financial by 3.3% during the first quarter. Levin Capital Strategies L.P. now owns 179,757 shares of the financial services provider’s stock worth $32,793,000 after buying an additional 5,707 shares in the last quarter. Finally, Professional Financial Advisors LLC grew its position in Capital One Financial by 645.8% in the second quarter. Professional Financial Advisors LLC now owns 9,710 shares of the financial services provider’s stock worth $1,948,000 after buying an additional 8,408 shares during the last quarter. Institutional investors own 89.84% of the company’s stock.

Insider Buying and Selling at Capital One Financial

In other Capital One Financial news, insider Lia Dean sold 2,193 shares of the stock in a transaction on Monday, August 17th. The shares were sold at an average price of $225.52, for a total transaction of $494,565.36. Following the transaction, the insider directly owned 63,261 shares of the company’s stock, valued at $14,266,620.72. This represents a 3.35% decrease in their ownership of the stock. The transaction was disclosed in a filing with the SEC, which is available through the SEC website. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan. Also, General Counsel Matthew W. Cooper sold 3,500 shares of the business’s stock in a transaction dated Tuesday, September 1st. The stock was sold at an average price of $214.10, for a total value of $749,350.00. Following the completion of the sale, the general counsel directly owned 83,194 shares of the company’s stock, valued at $17,811,835.40. This represents a 4.04% decrease in their position. The disclosure for this sale is available in the SEC filing. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan. Insiders have sold 33,850 shares of company stock worth $7,167,152 in the last ninety days. Company insiders own 0.78% of the company’s stock.

Capital One Financial Stock Up 0.0%

Shares of Capital One Financial stock traded up $0.07 during trading on Wednesday, hitting $195.89. 3,230,483 shares of the stock traded hands, compared to its average volume of 4,661,029. The stock has a market cap of $120.17 billion, a P/E ratio of 12.12, a PEG ratio of 0.72 and a beta of 1.04. The company has a fifty day moving average price of $210.58 and a two-hundred day moving average price of $199.53. Capital One Financial Corporation has a twelve month low of $174.24 and a twelve month high of $259.64. The company has a debt-to-equity ratio of 0.39, a quick ratio of 1.02 and a current ratio of 1.02.

Capital One Financial (NYSE:COF – Get Free Report) last released its quarterly earnings data on Tuesday, July 21st. The financial services provider reported $5.81 EPS for the quarter, topping analysts’ consensus estimates of $4.79 by $1.02. The firm had revenue of $15.83 billion for the quarter, compared to the consensus estimate of $15.76 billion. Capital One Financial had a return on equity of 11.28% and a net margin of 13.37%.The firm’s revenue was up 26.9% on a year-over-year basis. During the same quarter in the prior year, the company posted $5.48 earnings per share. Equities research analysts predict that Capital One Financial Corporation will post 20.32 EPS for the current fiscal year.

Capital One Financial Announces Dividend

The firm also recently declared a quarterly dividend, which was paid on Tuesday, September 1st. Stockholders of record on Monday, August 17th were issued a dividend of $0.80 per share. The ex-dividend date was Monday, August 17th. This represents a $3.20 dividend on an annualized basis and a dividend yield of 1.6%. Capital One Financial’s dividend payout ratio (DPR) is currently 19.80%.

Wall Street Analysts Forecast Growth

Several research firms have recently weighed in on COF. JPMorgan Chase & Co. raised their price objective on Capital One Financial from $215.00 to $245.00 and gave the stock an “overweight” rating in a research note on Monday, July 13th. Barclays dropped their price target on Capital One Financial from $240.00 to $237.00 and set an “overweight” rating on the stock in a research note on Monday. UBS Group upped their price objective on shares of Capital One Financial from $275.00 to $280.00 and gave the company a “buy” rating in a research note on Monday, August 3rd. Weiss Ratings cut shares of Capital One Financial from a “buy (b-)” rating to a “hold (c+)” rating in a report on Tuesday. Finally, Piper Sandler upped their price target on shares of Capital One Financial from $254.00 to $260.00 and gave the company an “overweight” rating in a research report on Monday, September 28th. Twenty equities research analysts have rated the stock with a Buy rating and four have assigned a Hold rating to the stock. Based on data from MarketBeat, the company has a consensus rating of “Moderate Buy” and an average price target of $257.77.

View Our Latest Stock Report on COF

Key Headlines Impacting Capital One Financial

Here are the key news stories impacting Capital One Financial this week:

Positive Sentiment: TD Cowen maintains a “buy” rating: The firm lowered its price target to $242 from $253 but still sees substantial potential upside from recent levels. The continued buy rating provides support ahead of Capital One’s third-quarter results. Capital One Financial Price Target Cut to $242.00 by Analysts at TD Cowen
Positive Sentiment: Capital One ranks highly for banking artificial intelligence adoption: Capital One placed second in the Evident AI banking index, suggesting the company is advancing its use of artificial intelligence and could gain efficiency or competitive advantages as adoption accelerates across the industry. JPMorgan tops Evident AI banking index for fifth straight year
Neutral Sentiment: The Discover transaction remains a valuation catalyst: Commentary suggests the acquisition could materially reprice COF shares, but the ultimate effect depends on integration, financing, regulatory developments and the deal’s impact on earnings. Capital One: The Discover Deal Could Reprice The Stock
Negative Sentiment: Money-laundering compliance remains a regulatory risk: Capital One previously paid $390 million over alleged failures to identify suspicious transactions. The article highlights the broader risk that banks may face legal or regulatory consequences both for missing suspicious activity and for closing accounts after detecting it, potentially increasing compliance costs and litigation exposure. Banks Got Punished for Missing Money Laundering. Now They Get Punished for Catching It
Negative Sentiment: General Counsel Matthew Cooper sold shares: Cooper sold 3,500 shares worth approximately $686,770, reducing his holdings by 4.21%. However, the transaction was executed under a pre-arranged Rule 10b5-1 plan, which makes it a weaker bearish signal than a discretionary sale. SEC insider transaction filing

Capital One Financial Company Profile

(Free Report)

Capital One Financial Corp. is a diversified financial services company headquartered in McLean, Virginia. Founded in 1994, the company provides credit cards, consumer banking products, auto financing and commercial banking services through its Capital One brand.

Capital One offers credit cards for consumers and businesses, checking and savings accounts, certificates of deposit, personal loans and auto loans. Its commercial banking operations serve businesses, institutions and commercial real estate clients with lending, deposit, treasury management and other financial services.

Capital One primarily serves customers in the United States, with additional operations in Canada and the United Kingdom.